Pathway 1: Build your own capability
How it works
We train your Compliance OƯicer to become the
internal AML expert. Your staff learn procedures
and own the processes. 12-month support, then
you operate independently.
What you get
• Programme design (Part A)
• CDD/PDD/SMR procedures
• Technology platform guidance
• Staff training (all levels)
• 12-month ongoing support
• AUSTRAC enrolment support
• Knowledge transfer: YOU become expert
Best for
Best for: Mid-sized firms (4+ partners) wanting
long-term cost savings and internal control
Long-term: Independent operation after Year 1 (optional ongoing support available)
Pathway 2: Outsourced AML Compliance Officer
How it works
We act as your external AML Compliance Officer under annual service contract. We handle compliance functions for you. You focus on clients - we handle AML/CTF.
What you get
• CDD processing oversight
• SMR identification and lodgement (where formally appointed as compliance officer)
• Transaction monitoring
• Compliance testing and reporting
• AUSTRAC liaison
• Procedure updates
• Training refreshers